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Updated 2022-05-20
Activated 2022-05-20

Establishing and maintaining a compliance system at a securities company
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  • Recruiter
  • Senior Level
  • More Than 120 Days off per Year
  • New Year's Holidays
  • Five Days Workweek
  • Online Interview
  • Career Options Available
  • English Language Skills
  • Major Company
  • Urgent Hiring
  • Global Company
  • Visa Support Available
This posting is managed by: j Career Co.,Ltd. / 株式会社 j Career
Company Name Company is not publicly visible
Job Type
j Career Co.,Ltd. / 株式会社 j Career
Legal/Patent - Legal (Compliance Officers)
Legal/Patent - Lawyer/Patent Attorney - In-house
Industry Banking/Securities
Location Asia Japan Tokyo

Job Description 〇 Work related to maintenance and maintenance (including training) of compliance system and supervision of legal compliance status at each department and overseas base
〇 Business related to product quality confirmation, product description, screening and supervision related to advertisements, etc.
〇 Business related to investigation of securities accidents, fraudulent cases, disputes, etc. at each department and overseas bases
Company Info [Measures to prevent second-hand smoke]
* In principle, smoking is prohibited indoors (smoking rooms are available, but the installation status varies depending on the place of work)
Working Hours 8: 40-17: 10 (7.5 hours of actual work)
〇 Compliance experience in the product / wholesale department
* Experience working at a Japanese securities company is a plus
English Level Business Conversation Level (TOEIC 735-860)
Japanese Level Fluent(JLPT Level 1 or N1)
Salary JPY - Japanese Yen JPY 6000K Over   
Other Salary
* Individual job year sticks vary depending on ability, etc.
Salary increase / bonus: Once a year
Health insurance, welfare annuity insurance, long-term care insurance, labor accident insurance, employment insurance
Childcare leave, nursing care leave, shift work, telework system, qualification acquisition support, employee dormitory / company housing system, etc.
Holidays Complete weekly two-day system (Saturday and Sunday), holidays, year-end and New Year holidays, annual paid leave
Long-term care, volunteer leave, etc.
Job Contract
Employment of full-time employees
There is a trial period (3 months)
* There is an optional extension of up to 6 months

Please apply from here



j Career Co.,Ltd. / 株式会社 j Career

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Establishing and maintaining a compliance system at a securities company