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Updated 2021-04-14
Activated 2021-04-14

Compliance Officer for Over-the-Counter Derivatives Transactions

  • ★★ Staff Level
  • Women Welcome
  • No transfer
Company Name

OANDA Japan Inc

Job Type
OANDA Japan Inc
Legal - Legal (Compliance Officers)
Finance/Bank/Securities - Financial Administrative (Bank/Securities/Trading/Credit Loan)
Other Financial Specialist - Other Financial Specialist
Industry Banking/Securities
Location Asia Japan Tokyo Chiyoda

Job Description ● Compliance operations related to over-the-counter derivative transactions
・ Various monitoring related to transactions
・ Account opening examination
・ Formulation / update of internal rules
・ Counter operations for regulatory agencies (including notifications and reports)
・ In-house training implementation assistance
・ Examination of each advertising medium such as web, SNS, magazines, etc.
・ Compliance-related advice to each department in the company
・ Inspection and audit support by regulatory agencies and affiliated associations
・ Other compliance operations in general
Company Info ● Affiliated companies
OANDA Corporation (USA)
OANDA (Canada) Corporation ULC (Canada)
OANDA Asia Pacific Pte. Ltd (Singapore)
OANDA Europe Limited (UK)
8 bases in total

● Company introduction
We are a Japanese company of OANDA Global Corporation (Headquarters: USA), which develops over-the-counter derivative trading services such as FX, stock indexes, and commodity futures globally, based in 8 locations around the world including the United States, Canada, Singapore, and London. It is a corporation. Our company, which currently has 16 people including representatives and is mainly in their 30s, is a [foreign-affiliated over-the-counter derivative trading company] with many elite employees with long experience in the industry. This recruitment is for the long-term career, with the hope that it will eventually become the core of the company as the third founding period. The work you are in charge of is overall compliance work, but by utilizing the knowledge and experience gained from that, you will think about what you can do for the company and for yourself, and grow into a human resource who will be responsible for our company. I am expecting that.
Working Hours Weekdays 9:00 to 17:30
<Required conditions>
-More than 3 years of experience as a compliance officer in the financial industry
-Understanding the workflow and the ability to submit reports to Japanese regulators
-High Japanese writing ability
-Communicative competence in English
-Presentation skills and ability to communicate information to management and regulators

<Desirable skill>
-Experience as a Compliance Officer at a Type 1 Financial Instruments Business Operator
-Qualification of internal manager of Financial Futures Trading Association, Japan Securities Dealers Association, Commodity Futures Trading Association. (If you do not have one, you will be required to obtain the qualification immediately after joining the company.)
-Experience in the financial industry or technology sector
-A person who can always deal with things in a positive manner and respond flexibly and quickly to the ever-changing environment and customer requests.
-People who place importance on setting clear goals and achieving them
-A person who is a hands-on manager and a team player
-A person who always pays attention to details
-Ability to manage multiple tasks and commitment to deadlines
-Ability to identify problems and improve without being caught up in the current situation
-Deep understanding and knowledge of products and services provided by OANDA
English Level Business Conversation Level (TOEIC 735-860)
Japanese Level Native Level
Salary JPY - Japanese Yen JPY 6000K - JPY 8000K   
Other Salary
Annual salary system: 6 million yen or more
* We will pay 1/12 of the annual salary (500,000 yen or more) every month.
* The above annual salary includes fixed overtime pay for 480 hours a year and 799,200 yen or more (40 hours a year, 66,000 yen or more). Overtime will be paid additionally.

■ Salary revision Once a year (March)
■ Fully equipped with social insurance (employment, work-related accidents, health, and senior citizens)
■ Defined contribution year plan
■ Overtime allowance (excess)
■ Full transportation expenses
■ No smoking in the office
■ Qualification acquisition support system
■ Education and training support
■ Relo Club
■ Group term life insurance
■ Group non-life insurance
We will present the conditions according to experience and ability
Holidays ■ Complete weekly two-day system (Saturday and Sunday)
* There is work on holidays (If you go to work on holidays, you will be required to take a substitute leave)
■ National holiday
■ Paid leave (20 days a year)
■ Year-end and New Year holidays (4th)
■ Condolence leave
■ Maternity leave / childcare leave ★ Has a track record of taking and returning ︕
Job Contract
Full-time employee (trial period 6 months)
Nearest Station Yurakucho Line Kojimachi Station 2 minutes walk
Hanzomon Line Hanzomon Station 4 minutes walk
Yotsuya Station JR Line 11 minutes walk, Marunouchi Line / Namboku Line 12 minutes walk
11 minutes walk from Ichigaya Station JR Line, Yurakucho Line, Namboku Line, Shinjuku Line

Please apply from here


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Compliance Officer for Over-the-Counter Derivatives Transactions