VP to Director, Global Markets Compliance | Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社の求人詳細


キービジュアル キービジュアル
更新日 2019-03-06
掲載開始日 2019-03-06

VP to Director, Global Markets Compliance

  • ★★★ シニアレベル
Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社
企業名 会社名非公開
Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社
法務 - 法務(コンプライアンス)
業種 銀行・証券関連
勤務地 アジア 日本 東京都

仕事内容 Great opportunity to join a market leading investment bank in a senior compliance advisory role covering their global markets business in Japan.


* Provide real-time compliance advice to the Global Markets businesses to enable them to meet their compliance responsibilities
* Maintain up-to-date on relevant legal and regulatory developments and advise management on the associated impact, risks and opportunities these may present
* Review sales and marketing materials from product and regulatory perspectives
* Attend various committees, meetings with business
* Review Compliance policies and procedures and implement regulatory changes
* Lead and assist Compliance investigations and special projects
* Liaise with local regulators and exchanges to oversee regulatory compliance matters and act as a main point of contact for regulatory inspections
* Liaise with global counterparts on global calls and projects
* Deliver compliance training on regulatory, compliance policies and procedures for staff


* 7+ years of compliance advisory experience in a financial institution is required with dealing room advisory experience preferred
* Proven knowledge of global markets business in Japan covering equities, fixed income and derivatives
* Deep understanding and knowledge on FIEL, JSDA and other rules & regulations
* Ability to work as a team player and have good communication skills in Japanese and English (both verbal and writing)
* Strong problem solving, analytical and organizational skills
* Able to complete multiple tasks accurately and efficiently
* Able to work unsupervised and take initiative to team tasks, supporting other team members
* Strong team player and able to build credible and sustainable relationship within the team and with supporting the business
* Ability to effectively communicate with people at all levels of seniority

Job Offer

* Office located in central Tokyo
* Competitive salary package
* Good career prospects

応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
Our client is a leading global investment bank with an established presence in Japan and throughout the Asia-Pacific region. The firm offers a comprehensive range of financial products and services to their institutional and corporate clients.
勤務時間 Regular working hours
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   




Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社




Hot Agent人材紹介企業

VP to Director, Global Markets Compliance