Compliance Officer - Global Financial Services | Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社の求人詳細

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更新日 2019-03-01
掲載開始日 2019-03-01

Compliance Officer - Global Financial Services

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人材紹介
Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社
企業名 会社名非公開
職種
Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社
法務 - 法務(コンプライアンス)
業種 銀行・証券関連
勤務地 アジア 日本 東京都

仕事内容 Global financial services firm is looking to hire a Compliance Officer for their team in Tokyo


Description

* Conduct Compliance Monitoring Program and report to the management and Supervisory Committee members

* Provide advice on compliance and regulatory matters, review new business and operational initiatives, and participate in relevant committees

* Support the establishment and/or enhancement of policies and procedures as well as their implementation

* Manage interactions with JFSA including regulatory filings, collating and coordinating responses to regulatory queries, addressing recommendations arising from regulatory surveillance and/or examinations

* Assist in the development of compliance training and ongoing communications that promote heightened awareness of codes of conduct, policies and procedures, and the understanding of compliance issues

* Collaborate with the 2nd line and 3rd lines of defense functions to ensure that issues being escalated are followed up and resolved appropriately.

* Consult with Legal & Regulatory Affairs Department, as needed, to resolve complex regulatory and compliance issues


Profile

* Financial services experience with the ability to work within a complex regulatory environment

* 3+ years of compliance experience or dealing with regulatory bodies within a banks or financial services firm

* Strong oral and written communication skills in English and Japanese

* Self-motivated and well-organized; diligent and attentive to details; able to prioritize tasks and work well under pressure

* Good interpersonal and negotiation skills; ability to drive consensus across business groups and deal with challenging situations at all levels of the business in a resilient, confident and practical manner

* Good presentation, writing and analytical skills; able to understand and communicate industry rules and regulations effectively to employees at all levels of the business

* Ability to judge between the commercial needs of the businesses and the constraints of the regulatory and compliance requirements, and make decisions accordingly


Job Offer

* International work environment

* Modern office located in central Tokyo

* Competitive salary package

* Good career prospects


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a global financial services company with a long history in Japan
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   
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