人材紹介ロバート・ウォルターズ・ジャパン株式会社/Robert Walters Japan K.K.
法務 - 法務（コンプライアンス）
金融/銀行/証券 - その他
A global investment management company is looking to hire a Head of Compliance for its Japan operations. The successful candidate will advise the business on all relevant aspects of compliance, ensure proper monitoring, and maintain relationships with financial regulators.
* Advise senior management, business lines, and staff on all aspects of compliance
* Participate in projects to provide compliance analysis and review of new business initiatives and developments
* Design, conduct, and oversee a monitoring program to assess whether business lines continue to meet all applicable rules and regulations
* Oversee and ensure that there is a solid AML/KYC program in place and oversee the AML/KYC process for the onboarding of new clients
* Manage and maintain a long-term relationship with the Financial Services Agency (FSA)
* Manage local compliance teams in Japan
* 10+ years' compliance experience, primarily in a Japanese investment management environment
* Experience working in the Japan office of multinational company is a plus
* Strong knowledge of FSA regulations that apply to investment management businesses
* Professional qualification preferred
* Fluency in both English and Japanese
A multinational financial services firm based in Europe, this organization has operated in financial services markets for over a century. Now with over 150,000 employees across a broad international network, this company is a true global leader in the insurance and investment management industry.
投資, インベストメント, 資産運用, 法務, 法律, コンプライアンス, 金融法務, 金融機関
|英語能力||流暢 (TOEIC 865点以上)|
|休日||完全週休2日制, 土日祝日休み, 有給休暇|