VP to Director, Global Markets Compliance | Michael Page Japan の求人詳細

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更新日 2018-10-03
掲載開始日 2018-10-03

VP to Director, Global Markets Compliance

  • ★★★ シニアレベル
この求人の
取扱い会社
人材紹介
Michael Page Japan
企業名 会社名非公開
職種
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 銀行・証券関連
勤務地 アジア 日本 東京都

仕事内容 Great opportunity to join a market leading investment bank in a senior compliance advisory role covering their global markets business in Japan.


Description

* Provide real-time compliance advice to the Global Markets businesses to enable them to meet their compliance responsibilities

* Maintain up-to-date on relevant legal and regulatory developments and advise management on the associated impact, risks and opportunities these may present
* Review sales and marketing materials from product and regulatory perspectives
* Attend various committees, meetings with business
* Review Compliance policies and procedures and implement regulatory changes
* Lead and assist Compliance investigations and special projects
* Liaise with local regulators and exchanges to oversee regulatory compliance matters and act as a main point of contact for regulatory inspections
* Liaise with global counterparts on global calls and projects
* Deliver compliance training on regulatory, compliance policies and procedures for staff


Profile

* 7+ years of compliance advisory experience in a financial institution is required with dealing room advisory experience preferred

* Proven knowledge of global markets business in Japan covering equities, fixed income and derivatives
* Deep understanding and knowledge on FIEL, JSDA and other rules & regulations
* Ability to work as a team player and have good communication skills in Japanese and English (both verbal and writing)
* Strong problem solving, analytical and organizational skills
* Able to complete multiple tasks accurately and efficiently
* Able to work unsupervised and take initiative to team tasks, supporting other team members
* Strong team player and able to build credible and sustainable relationship within the team and with supporting the business
* Ability to effectively communicate with people at all levels of seniority


Job Offer

* Modern office located in central Tokyo

* Competitive salary package
* Good career prospects


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a leading global investment bank with an established presence in Japan and throughout the Asia-Pacific region. The firm offers a comprehensive range of financial products and services to their institutional and corporate clients.
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
中国語能力 なし
年収 経験と能力に基づく   
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VP to Director, Global Markets Compliance

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