Compliance Testing - Global Securities Firm | Michael Page Japan の求人詳細


キービジュアル キービジュアル
更新日 2018-10-02
掲載開始日 2018-10-02

Compliance Testing - Global Securities Firm

  • ★★ スタッフレベル
Michael Page Japan
企業名 会社名非公開
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 銀行・証券関連
勤務地 アジア 日本 東京都

仕事内容 Global securities firm is looking to hire someone with audit, compliance testing or other relevant risk & control experience up to Associate level for their compliance testing team.


* Collaborate with various Compliance stakeholders to ensure the implementation of adequate and effective testing program for APAC that meets internal policies and local regulatory requirements
* Support the execution of the testing program for controls
* Ensure that all issues raised have adequate remediation plans that are tracked and escalated promptly and appropriately
* Develop relationships with the relevant internal stakeholders across the business
* Share best practice and learnings with colleagues locally and overseas
* Assist in the development and maintenance of appropriate Management Information to inform Senior Management of pertinent matters
* Liaise regularly with relevant businesses, Business Line Compliance and other colleagues to remain abreast of developments
* Ensure stakeholders are aware of the likely impact on the controls testing program and implementing changes where necessary
* Assist with any ad-hoc projects and tasks as necessary


* 3+ years of compliance testing, audit or relevant risk & control experience, preferably within a global securities firm
* Fundamental technical knowledge of financial products
* Good understanding of Compliance Risks to be able to test adequacy and effectiveness of the Compliance Risk Management framework implemented to address those risks
* Drive, discipline and enthusiasm to work independently under pressure
* Strong attention to detail and ability to identify changes and impact of any changes to documents, systems and processes as against compliance risks, remediation required
* Ability to record and describe complex issues clearly and succinctly, in a way that are easily understandable by any recipient of the relevant reports
* Able to quickly understand complex issues and set a course of action to meet specific goals
* Strong investigative and analytical skills - enquiry, analysis, interviewing, testing
* Oral and written fluency in Japanese and English
* Proactive to find the right solution to issues without being prompted
* Assertive and engaging and able to quickly build and maintain effective working relationships
* Strong collaborative team player receptive to exchange of ideas and constructive criticism

Job Offer

* Modern office located in central Tokyo

* Competitive salary package
* Good career prospects

応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
Our client is a leading global investment bank with an established presence in Japan and throughout the Asia-Pacific region. The firm offers a comprehensive range of financial products and services to their institutional and corporate clients.
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   

Compliance Testing - Global Securities Firm