Compliance Manager - Global Asset Management | Michael Page Japan の求人詳細


キービジュアル キービジュアル
更新日 2018-09-13
掲載開始日 2018-09-13

Compliance Manager - Global Asset Management

  • ★★ スタッフレベル
Michael Page Japan
企業名 Global Asset Management company
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Leading global asset manager is seeking an experienced compliance officer to join their team in Tokyo.


* Review all sales and marketing materials for compliance with local regulations and internal requirements

* Maintain Compliance Manual and update when necessary
* Prepare for internal and external audits and regulatory inspections
* Monitor compliance guidelines to ensure that the operating procedures are in adherence with guidelines set out by the regulators
* Monitor investment portfolio guidelines on a daily basis and investigate any discrepancies
* Report any breaches as per the Error & Breach Escalation policy
* Monitor regulatory guidelines including best execution, fair allocation, cross-trading and derivative transactions
* Review results of self-assessment (RCSA) and independently monitor businesses in accordance with the compliance monitoring program
* Conduct compliance training for all staff with respect to the applicable laws and regulations, group policies, etc.


* 5+ years of compliance experience within the Asset Management industry in Japan

* In-depth knowledge of relevant rules and regulations in Japan
* Oral and written fluency in Japanese and English
* Experience working in a global financial institution
* Law Degree preferred

Job Offer

* Modern office located in central Tokyo

* Competitive salary plus performance bonus
* Good career prospects
* Stable work environment

応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
Our client is a leading global investment management firm with an established presence in Japan and throughout the world. They offer a range of products and financial solutions across a variety of asset classes including equities, fixed income and alternatives.
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   

Compliance Manager - Global Asset Management