Compliance Officer - Global Investment Management | Michael Page Japan の求人詳細


キービジュアル キービジュアル
更新日 2018-07-23
掲載開始日 2018-07-23

Compliance Officer - Global Investment Management

  • ハイクラス
  • ★★★★ マネージャーレベル
  • 女性歓迎
  • 転勤無し
  • 中高年歓迎
Michael Page Japan
企業名 会社名非公開
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Global investment management company with an established presence in Japan is looking to hire a standalone compliance officer for their Tokyo office.


* Manage the relationship with KLFB, JFSA and JIAA

* Draft and submit regulatory reports as required and respond to inquiries from the regulators
* Support the business in identifying, assessing and mitigating risks and satisfying obligations within the evolving regulatory environment
* Routine reporting including short reporting, substantial holdings report, for all Asian positions.
* Ensure materials such as fund prospectus, RFPs, product promotion materials, presentation materials, advertisements, fact-sheets and press releases are in compliance with local regulations and internal procedures
* Monitor and review emails and escalate where required
* Support the development of appropriate compliance policies and procedures and associated communication and training
* Partner with the business and provide regulatory advice on projects
* Work closely with the Regional Head and the wider global compliance team on delivering global projects
* Ensure that client complaints, risk and compliance incidents are captured, analysed, escalated as required, corrective action taken and progress reported
* Co-work with relevant stakeholders to confirm and agree the details of product structure from a compliance perspective


* 7+ years of compliance experience, preferably gained within global investment management companies

* Proven knowledge of Japanese regulations including the Financial Instruments and Exchange Act
* Experience to take care of the entire compliance program as a standalone compliance officer
* Native-level Japanese and fluent English
* Ability to explain complex information in a clear and concise manner using English

Job Offer

* Modern office located in central Tokyo

* Competitive salary package
* Good career prospects
* Reporting directly to Regional Head of Compliance

応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
Our client is a global active investment management company with an established presence in Japan. They offer a range of financial products and strategies across multiple asset classes for institutional investors.
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   

Compliance Officer - Global Investment Management