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更新日 2018-07-20
掲載開始日 2018-07-20

Private Banking Compliance

  • ハイクラス
  • ★★★★ マネージャーレベル
この求人の
取扱い会社
人材紹介
Michael Page Japan
企業名 会社名非公開
職種
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Rare opportunity to join a market leading Private Bank in Compliance.


Description

* Provide dedicated compliance oversight and support for the Private Banking business
* Look to continuously improve the Private Banking business compliance control framework and processes
* Provide advice to the business on regulatory compliance issues with respect to products and services offered
* Review and approve product and service related materials such as marketing materials, term sheets, presentations and product brochures
* Draft and promote policies on product compliance, suitability, selling practices and risk disclosures
* Conduct regular and ad-hoc compliance training to the business


Profile

* 6+ years of compliance experience within Wealth Management, Retail Banking or Asset Management

* Proven knowledge of Japanese legal and regulatory framework
* Experienced in the adaption and interpretation of Japanese laws and regulations into practical day-to-day business practices in support of the overall business aims
* Native-level Japanese and business-level English
* Able to communicate effectively with regional and local counterparts, in addition to reviewing documentation in Japanese and English
* Able to interact professionally with all levels of the organization forming effective networks to ensure strong communication both within Compliance and with business colleagues
* Team-player who has the ability to share knowledge and also has a willingness to learn


Job Offer

* Modern office located in central Tokyo

* Competitive salary package
* Good career prospects


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a global private wealth manager with an established presence in Japan and throughout the world. They provide their clients with a comprehensive range financial products and services across multiple asset classes
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   
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Private Banking Compliance

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