Associate to VP, Control Room Compliance | Michael Page Japan の求人詳細

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更新日 2018-07-04
掲載開始日 2018-07-04

Associate to VP, Control Room Compliance

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取扱い会社
人材紹介
Michael Page Japan
企業名 会社名非公開
職種
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 銀行・証券関連
勤務地 アジア 日本 東京都

仕事内容 Global investment bank is looking to hire an experienced professional at Associate to VP level for their Control Room Compliance team. This is a newly created headcount to expand the team.


Description

* Act as a key advisor to the business on issues regarding Information Barriers, wall crossing procedures, sensitive information and Need-to-Know policy

* Maintain Companies Restricted List and Watch List on a daily basis
* Assist in analyzing various pipelines from the business to determine which deals contain Price Sensitive Information
* Review potential client conflicts within the Bank and liaise with the business to resolve any real or perceived conflicts of interest
* Conduct regular and adhoc training on various compliance/regulatory topics for employees
* Provide chaperoning between Investment Banking and Research whenever needed
* Advise Research Department of regulatory requirements on a regular and a transaction-specific basis


Profile

* 3+ years of experience working within a global investment bank, preferably within compliance and / or a risk & control function

* Prior Control Room and/or research compliance experience is preferred
* Fundamental knowledge of Japanese regulations preferred
* Ability to interact effectively with front office employees and senior management
* Work effectively in a team environment and foster effective working relationships
* Oral and written communication skills in Japanese and English
* Ability to handle confidential information and matters with discretion
* Think analytically and provide advice based on sound judgement
* Flexibility and experience to manage multiple, high priority tasks and adjust to shifting priorities, while meeting deadlines
* Extremely detailed oriented, with strong follow-up
* Strong interpersonal, communication and presentation skills


Job Offer

* Competitive salary

* Located in central Tokyo
* Expanding team with good career prospects


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a global investment bank that provides a comprehensive range of financial products and solutions to their corporate and institutional clients across both primary and secondary markets.
英語能力 流暢 (TOEIC 865点以上)
日本語能力 ネイティヴレベル
中国語能力 なし
年収 経験と能力に基づく   
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Associate to VP, Control Room Compliance

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