Associate to VP, Control Room Compliance | Michael Page Japan の求人詳細


キービジュアル キービジュアル
更新日 2018-07-04
掲載開始日 2018-07-04

Associate to VP, Control Room Compliance

  • ★★ スタッフレベル
Michael Page Japan
企業名 会社名非公開
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 銀行・証券関連
勤務地 アジア 日本 東京都

仕事内容 Global investment bank is looking to hire an experienced professional at Associate to VP level for their Control Room Compliance team. This is a newly created headcount to expand the team.


* Act as a key advisor to the business on issues regarding Information Barriers, wall crossing procedures, sensitive information and Need-to-Know policy

* Maintain Companies Restricted List and Watch List on a daily basis
* Assist in analyzing various pipelines from the business to determine which deals contain Price Sensitive Information
* Review potential client conflicts within the Bank and liaise with the business to resolve any real or perceived conflicts of interest
* Conduct regular and adhoc training on various compliance/regulatory topics for employees
* Provide chaperoning between Investment Banking and Research whenever needed
* Advise Research Department of regulatory requirements on a regular and a transaction-specific basis


* 3+ years of experience working within a global investment bank, preferably within compliance and / or a risk & control function

* Prior Control Room and/or research compliance experience is preferred
* Fundamental knowledge of Japanese regulations preferred
* Ability to interact effectively with front office employees and senior management
* Work effectively in a team environment and foster effective working relationships
* Oral and written communication skills in Japanese and English
* Ability to handle confidential information and matters with discretion
* Think analytically and provide advice based on sound judgement
* Flexibility and experience to manage multiple, high priority tasks and adjust to shifting priorities, while meeting deadlines
* Extremely detailed oriented, with strong follow-up
* Strong interpersonal, communication and presentation skills

Job Offer

* Competitive salary

* Located in central Tokyo
* Expanding team with good career prospects

応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
Our client is a global investment bank that provides a comprehensive range of financial products and solutions to their corporate and institutional clients across both primary and secondary markets.
英語能力 流暢 (TOEIC 865点以上)
日本語能力 ネイティヴレベル
中国語能力 なし
年収 経験と能力に基づく   

Associate to VP, Control Room Compliance