Chief Compliance Officer - Global Investment Management | Michael Page Japan の求人詳細


キービジュアル キービジュアル
更新日 2018-06-07
掲載開始日 2018-06-07

Chief Compliance Officer - Global Investment Management

  • ハイクラス
  • ★★★★★ エグゼクティブレベル
Michael Page Japan
企業名 会社名非公開
Michael Page Japan
法務 - 法務(コンプライアンス)
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Leading global asset manager is looking to hire an experienced compliance officer to become Head of Legal & Compliance for their Tokyo office. Rare opportunity to join a very reputable and stable company as CCO.


* Assume overall responsibility for the Compliance program in Japan as Chief Compliance Officer, managing a small team of Compliance Officers and Legal Staff
* Ensure the business is in compliance with local laws and regulations by independent monitoring in accordance with the compliance monitoring program
* Manage relationship with the local regulators and self-regulatory organisations and act as a key point of contact during inspections
* Conduct regular and ad-hoc compliance training for all staff with respect to the applicable laws and regulations and group policies
* Contribute to the enhancement of business risk management of the company by identifying, evaluating, measuring, monitoring and addressing material business risks
* Meet business's demands and requests on legal & compliance related matters in a timely manner
* Review policies and procedures and update them as necessary.
* Review Product Committee's agendas to determine regulatory and control issues are addressed
* Review all sales and marketing materials for compliance with local and internal requirements


* 10+ years of compliance experience within the asset management industry in Japan
* Proven knowledge of Japanese regulations
* Established relationships with key regulators regulating the fund management industry in Japan
* Strong grasp of regulatory changes and challenges facing the financial markets
* Oral and written communication skills in English and Japanese
* Demonstrated leadership capability, experienced in developing and managing teams

Job Offer

* International work environment
* Senior role working closely with local management

* Very stable work environment

* Competitive salary

* Good career prospects

応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
Our client is a leading global investment management firm with an established presence in Japan and throughout the world. They offer a range of products and financial solutions across a variety of asset classes including equities, fixed income and alternatives.
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
中国語能力 なし
年収 経験と能力に基づく   

Chief Compliance Officer - Global Investment Management