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キービジュアル キービジュアル
更新日 2018-05-17
掲載開始日 2018-05-17

Trade Monitoring, Compliance

  • ★★ スタッフレベル
この求人の
取扱い会社
人材紹介
Michael Page Japan
企業名 会社名非公開
職種
Michael Page Japan
金融/銀行/証券 - 資金マネジメント/ヘッジファンド
法務 - 法務(コンプライアンス)
金融/銀行/証券 - アセットマネジメント/トラストバンキング
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Trade monitoring role at a prestigious wealth and asset management firm with an established presence in Japan. Newly created role to strengthen the compliance team in Tokyo.


Description

* Verify trades to ensure compliance with client guidelines and regulations at time of trade
* Perform periodical compliance checks of account holdings versus client guidelines and regulations.
* Work closely with Fund Managers and relevant parties to provide daily compliance results for client reporting
* Escalate critical issues to relevant stakeholders with a focus on resolution


Profile

* 3+ years of experience within the financial services industry, preferably at an asset management firm

* Proven experience in guideline monitoring in asset management, trade surveillance at a broker-dealer or as a buy-side execution trader
* Comfortable to perform routine tasks as required
* Oral and written communication skills in Japanese and English

* Team player with ability to work with colleagues in a collaborative manner

* Capability to manage multiple tasks with tight time deadlines


Job Offer

* Stable work environment

* Good career prospects
* Located in central Tokyo
* Competitive salary package


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a global, independent wealth and asset management firm that provides a range of financial products and asset servicing for institutional clients and private investors.
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
中国語能力 なし
年収 経験と能力に基づく   
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Trade Monitoring, Compliance

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