Head of Compliance - Fintech Asset Management | マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.の求人詳細

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更新日 2021-06-16
掲載開始日 2021-06-16

Head of Compliance - Fintech Asset Management

  • ★★★★ マネージャーレベル
この求人の
取扱い会社
人材紹介
マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.
企業名 会社名非公開
職種
マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.
法務 - 法務(コンプライアンス)
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Investment Management company for retail investors is seeking a compliance officer to join their expanding business in Tokyo


Description

* Provide support and advice for management and business from the perspective of investment trust / asset management compliance and internal control

* Planning, enforcement and management of compliance programs

* Compliance monitoring (regular and continuous statutory documents, operational guidelines, regulatory notifications / report submission status, etc.)

* Compliance checks (AML / CFT, advertisement examination, investment trust related documents, review of sales materials, etc.)

* Planning, document creation and implementation of in-house compliance training activities

* Internal regulation management (coordination with related departments responsible for enactment / revision of proposals, management of compliance-related regulations)

* Act as a key point of contact for the local regulators


Profile

* 10+ years of experience working at a regulated financial institution in Japan

* Proven knowledge and experience regarding investment trust / asset management compliance, risk management or internal audit

* Experience managing and supervising a team

* Ability to coordinate with other departments within the company and external organizations

* Team player with a strong sense of responsibility

* Experience liaising with local regulatory bodies

* JSDA Sales Representative and Internal Control preferred

* ACAMS (or other AML / CFT related qualifications) a plus

* Native-level Japanese and business level English


Job Offer

* Expanding company with good career prospects

* Good work life balance

* Located in central Tokyo

* Competitive salary package


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a very innovative Fintech company that provides discretionary investment management services for retail investors
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   
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マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.

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Head of Compliance - Fintech Asset Management

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