Compliance and Operational Risk - Investment Management | マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.の求人詳細

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更新日 2021-03-26
掲載開始日 2021-03-26

Compliance and Operational Risk - Investment Management

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この求人の
取扱い会社
人材紹介
マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.
企業名 会社名非公開
職種
マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.
法務 - 法務(コンプライアンス)
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Investment Management company for retail investors is seeking an experienced operational risk manager to join their expanding business in Tokyo


Description

* Provide regulatory support and advice for the business from the perspective of compliance and internal control (integrated risk / operational risk management)

* Planning, execution and management of company-wide integrated risk assessment, formulation of practical improvement measures and execution guidance

* Compliance monitoring for integrated risk and operational risk management (regular and continuous management system, execution and management status monitoring)

* Compliance check (review of internal rules, procedure manuals, materials, etc. related to integrated risk and operational risk management)

* Planning, preparation and implementation of in-house integrated risk / operational risk management training and enlightenment activities

* Internal regulation management (coordination with related departments responsible for enactment / revision proposals, management of compliance-related regulations)

* Notifications, reports, communications, etc. to financial supervisory authorities, etc.


Profile

* 5+ years of compliance and / or operational risk management experience within the financial services industry, preferably within investment management

* Proven knowledge of Financial Instruments Exchange Law (FIEL), particularly related to securities transactions including Exchange-Traded Funds (ETFs)

* Good communication skills to coordinate with other departments across the business and externally with regulatory bodies

* Team player with a strong sense of responsibility


Job Offer

* Expanding company with good career prospects

* Good work life balance

* Located in central Tokyo

* Competitive salary package


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a very innovative Fintech company that provides discretionary investment management services for retail investors
英語能力 ビジネス会話 (TOEIC 735-860)
日本語能力 ネイティヴレベル
年収 経験と能力に基づく   
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