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Updated 2020-11-13
Activated 2020-11-13

FICC Compliance - Global Investment Bank

  • ★★ Staff Level
This posting is managed by:
Recruiter
Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社
Company Name Company is not publicly visible
Job Type
Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社
Legal - Legal (Compliance Officers)
Industry Banking/Securities
Location Asia Japan Tokyo

Job Description Global investment bank and securities firm is seeking an experienced compliance officer with subject matter expertise in Fixed Income, Currency and Commodities to join their team in Tokyo


Description

* Compliance Advisory for the business on a range of regulatory aspects including reputational and suitability risks

* Advise the business to enhance robust internal control

* Subject matter expertise in Fixed Income, FX, Interest Rate Derivatives and Commodities

* Engage with front office sales, trading and research professionals in a collaborative and dynamic environment


Profile

* Proven knowledge of Japanese regulations

* In-depth knowledge of Compliance-related principles including but not limited to information barriers, product suitability/appropriateness, fair dealing, personal compliance, etc.

* Continue the development of our location governance and oversight framework

* Strong interpersonal and communication skills to facilitate collaboration with colleagues and stakeholders from regional and global offices.

* Proven working relationships with J FSA and self-regulatory bodies


Job Offer

* Located in central Tokyo

* Competitive salary

* Good career prospects

* Stable work environment


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
Company Info Our client is a global investment bank with an established presence in Japan and across Asia. They provide a broad range of financial products and solutions to their institutional clients
Salary Depends on experience   
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Michael Page International Japan K.K./マイケル・ペイジ・インターナショナル・ジャパン株式会社

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FICC Compliance - Global Investment Bank

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